SEC Form 4 · accession 0001209191-16-154763
Dave & Buster's Entertainment, Inc. · PLAY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jay L Tobin
Officer — SVP, Gen Counsel & Sec
Period of report
Dec 8, 2016
Accepted (ET)
Dec 12, 2016 · 5:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001525769
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 8, 2016 | M | 4,000 | $4.44 | A | 106,071 | D | |
| Common Stock | Dec 8, 2016 | S | 4,000 | $56.50 | D | 102,071 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $4.44 | Dec 8, 2016 | M | 4,000 | D | — | Jun 1, 2020 | Common Stock | 4,000 | 14,186 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 22, 2015.
- F2All of the shares subject to the option have previously vested.