SEC Form 4 · accession 0001209191-16-138139
Dave & Buster's Entertainment, Inc. · PLAY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Mulleady
Officer — SVP, RE & Dev
Period of report
Aug 15, 2016
Accepted (ET)
Aug 22, 2016 · 4:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001525769
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 15, 2016 | M | 2,500 | $5.07 | A | 2,501 | D | |
| Common Stock | Aug 15, 2016 | S | 2,500 | $44.96 | D | 1 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $5.07 | Aug 15, 2016 | M | 2,500 | D | Apr 16, 2015 | Apr 16, 2022 | Common Stock | 2,500 | 8,499 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 9, 2016.
- F2The option vested in installments on April 16, 2013, 2014, 2015 and 2016, and on October 9, 2014. 6,749 options will vest on April 16, 2017.