SEC Form 4/A · accession 0001209191-16-134065
Dave & Buster's Entertainment, Inc. · PLAY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Brian Jenkins
Officer — SVP & CFO
Period of report
Jun 17, 2016
Accepted (ET)
Jul 27, 2016 · 3:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001525769
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 17, 2016 | M | 9,250 | $4.44 | A | 9,250 | I | LTD Partners, LP |
| Common Stock | Jun 17, 2016 | S | 9,250 | $47.50 | D | 0 | I | LTD Partners, LP |
| Common Stock | holding | — | — | — | 1 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $4.44 | Jun 17, 2016 | M | 9,250 | D | — | Jun 1, 2020 | Common Stock | 9,250 | 248,808 | I |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 10, 2015. This Rule 10b5-1 trading plan was erroneously reported on Form 4 filed on June 20, 2016, as having been adopted by the reporting person on May 10, 2015.
- F2All of the shares subject to the option have previously vested.