SEC Form 4 · accession 0001209191-16-128755
Dave & Buster's Entertainment, Inc. · PLAY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dolf A Berle
Officer — Pres. & COO
Period of report
Jun 17, 2016
Accepted (ET)
Jun 20, 2016 · 11:21 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001525769
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 17, 2016 | M | 8,000 | $4.44 | A | 8,001 | D | |
| Common Stock | Jun 17, 2016 | S | 8,000 | $47.50 | D | 1 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $4.44 | Jun 17, 2016 | M | 8,000 | D | — | Mar 23, 2021 | Common Stock | 8,000 | 264,352 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 8, 2015.
- F2All of the shares subject to the option have previously vested.