SEC Form 4/A · accession 0001209191-16-114361
Dave & Buster's Entertainment, Inc. · PLAY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
David A /wi Jones
Director
Period of report
Apr 12, 2016
Accepted (ET)
Apr 15, 2016 · 2:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001525769
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 12, 2016 | M | 5,000 | $4.44 | A | 8,283 | D | |
| Common StockF1 | Apr 12, 2016 | S | 5,000 | $40.00 | D | 3,283 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $4.44 | Apr 12, 2016 | M | 5,000 | D | Jun 1, 2015 | Jun 1, 2020 | Common Stock | 5,000 | 120,051 | D |
Explanation of responses
- F1On April 13, 2016, the reporting person filed a Form 4 that failed to include a recent award of 1,470 shares of restricted stock and consequently failed to correctly state the amount of securities beneficially owned following the reported transaction.