SEC Form 4 · accession 0001209191-16-091916
Dave & Buster's Entertainment, Inc. · PLAY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph Benjamin DeProspero
Officer — Vice President of Finance
Period of report
Jan 15, 2016
Accepted (ET)
Jan 19, 2016 · 10:44 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001525769
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 15, 2016 | M | 1,260 | $4.44 | A | 19,292 | D | |
| Common Stock | Jan 15, 2016 | S | 1,260 | $35.34 | D | 18,032 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $4.44 | Jan 15, 2016 | M | 1,260 | D | — | Jun 1, 2020 | Common Stock | 1,260 | 11,340 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 10, 2015.
- F2All of the shares subject to the option have previously vested.