SEC Form 4 · accession 0001209191-16-091913
Dave & Buster's Entertainment, Inc. · PLAY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Mulleady
Officer — SVP, RE & Dev
Period of report
Jan 15, 2016
Accepted (ET)
Jan 19, 2016 · 10:41 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001525769
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 15, 2016 | M | 5,000 | $5.07 | A | 5,001 | D | |
| Common Stock | Jan 15, 2016 | S | 5,000 | $35.34 | D | 1 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $5.07 | Jan 15, 2016 | M | 5,000 | D | Apr 16, 2015 | Apr 16, 2022 | Common Stock | 5,000 | 23,460 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 7, 2015.
- F2The option vested in installments on April 16, 2013, 2014, and 2015 and on October 9, 2014. 13,499 options will vest in installments on April 16, 2016 and 2017.