SEC Form 4 · accession 0001209191-15-084339
Dave & Buster's Entertainment, Inc. · PLAY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Margo Lynn Manning
Officer — SVP of Human Resources
Period of report
Dec 9, 2015
Accepted (ET)
Dec 9, 2015 · 6:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001525769
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 9, 2015 | M | 5,000 | $4.44 | A | 5,001 | D | |
| Common Stock | Dec 9, 2015 | S | 2,500 | $42.36 | D | 2,501 | D | |
| Common Stock | Dec 9, 2015 | S | 2,500 | $42.50 | D | 1 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $4.44 | Dec 9, 2015 | M | 5,000 | D | — | Jun 1, 2020 | Common Stock | 5,000 | 9,367 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 15, 2015.
- F2All of the shares subject to the option have previously vested.