SEC Form 4 · accession 0001209191-15-074661
Dave & Buster's Entertainment, Inc. · PLAY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen M King
Officer — Chief Executive Officer · Director
Period of report
Oct 6, 2015
Accepted (ET)
Oct 7, 2015 · 5:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001525769
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 6, 2015 | M | 75,000 | $4.44 | A | 75,001 | D | |
| Common Stock | Oct 6, 2015 | S | 75,000 | $35.6125 | D | 1 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $4.44 | Oct 6, 2015 | M | 75,000 | D | — | Jun 1, 2020 | Common Stock | 75,000 | 283,735 | D |
Explanation of responses
- F1All of the shares subject to the option have previously vested.