SEC Form 4 · accession 0001209191-15-074641
Dave & Buster's Entertainment, Inc. · PLAY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen M King
Officer — Chief Executive Officer · Director
Period of report
Sep 8, 2015
Accepted (ET)
Oct 7, 2015 · 4:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001525769
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $4.44 | Sep 8, 2015 | G | 333,046 | D | — | Jun 1, 2020 | Common Stock | 333,046 | 358,735 | D |
| Stock Option (Right to Buy)F2 | $4.44 | Sep 8, 2015 | G | 333,046 | A | — | Jun 1, 2020 | Common Stock | 333,046 | 333,046 | I |
Explanation of responses
- F1The reporting person transferred this option as a gift to an investment partnership. The reporting person is the sole member of the general partner of the investment partnership and has sole voting and investment power over this option.
- F2All of the shares subject to the option have previously vested.