SEC Form 4 · accession 0001209191-15-050010
Dave & Buster's Entertainment, Inc. · PLAY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jay L Tobin
Officer — SVP, Gen Counsel & Sec
Period of report
Jun 2, 2015
Accepted (ET)
Jun 4, 2015 · 12:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001525769
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 2, 2015 | M | 103,424 | $4.44 | A | 216,995 | D | |
| Common Stock | Jun 2, 2015 | S | 103,424 | $31.50 | D | 113,571 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F1 | $4.44 | Jun 2, 2015 | M | 103,424 | D | — | Jun 1, 2020 | Common Stock | 103,424 | 106,436 | D |
Explanation of responses
- F1All of the shares subject to the option have previously vested.