SEC Form 4 · accession 0001209191-15-016503
Dave & Buster's Entertainment, Inc. · PLAY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jay L Tobin
Officer — SVP, Gen Counsel & Sec
Period of report
Feb 20, 2015
Accepted (ET)
Feb 20, 2015 · 11:52 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001525769
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 20, 2015 | M | 1,650 | $4.44 | A | 116,871 | D | |
| Common Stock | Feb 20, 2015 | S | 3,300 | $29.50 | D | 113,571 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F1 | $4.44 | Feb 20, 2015 | M | 1,650 | D | — | Jun 1, 2020 | Common Stock | 1,650 | 209,860 | D |
Explanation of responses
- F1The option vested in installments on June 1, 2011, 2012, 2013, 2014 and on October 9, 2014. 14,849 options will vest on June 1, 2015.