SEC Form 4 · accession 0001209191-15-012389
Dave & Buster's Entertainment, Inc. · PLAY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
John Mulleady
Officer — SVP, RE & Dev
Period of report
Feb 11, 2015
Accepted (ET)
Feb 12, 2015 · 10:13 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001525769
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 11, 2015 | M | 17,813 | $5.07 | A | 17,814 | D | |
| Common Stock | Feb 11, 2015 | S | 17,813 | $29.50 | D | 1 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F1 | $5.07 | Feb 11, 2015 | I | 17,813 | D | — | Apr 16, 2022 | Common Stock | 17,813 | 83,431 | D |
Explanation of responses
- F1The option vested in installments on April 16, 2013 and 2014 and on October 9, 2014. 20,249 options will vest in installments on April 16, 2015, 2016, and 2017.