SEC Form 4 · accession 0001209191-15-012379
Dave & Buster's Entertainment, Inc. · PLAY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alan J Lacy
Director
Period of report
Feb 11, 2015
Accepted (ET)
Feb 12, 2015 · 9:57 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001525769
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 11, 2015 | M | 96,919 | $4.44 | A | 265,657 | D | |
| Common Stock | Feb 11, 2015 | S | 96,919 | $29.50 | D | 168,738 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy) | $4.44 | Feb 11, 2015 | M | 96,919 | D | Oct 9, 2014 | Jun 1, 2020 | Common Stock | 96,919 | 272,954 | D |