SEC Form 4 · accession 0001209191-15-012367
Dave & Buster's Entertainment, Inc. · PLAY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dolf A Berle
Officer — Pres. & COO
Period of report
Feb 11, 2015
Accepted (ET)
Feb 12, 2015 · 9:47 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001525769
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 11, 2015 | M | 71,738 | $4.44 | A | 88,613 | D | |
| Common Stock | Feb 11, 2015 | S | 88,612 | $29.50 | D | 1 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F1 | $4.44 | Feb 11, 2015 | M | 71,738 | D | — | Mar 23, 2021 | Common Stock | 71,738 | 476,998 | D |
Explanation of responses
- F1The option vested in installments on March 23, 2012, 2013, 2014 and on October 9, 2014. 73,165 options will vest in installments on March 23, 2015 and 2016.