SEC Form 4 · accession 0001193125-26-349229
Dave & Buster's Entertainment, Inc. · PLAY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Aldo Rosales
Officer — Chief Strategy & Revenue Ofc
Period of report
Aug 10, 2026
Accepted (ET)
Aug 13, 2026 · 4:15 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001525769
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 10, 2026 | A | 50,761 | $0.00 | A | 104,591 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance Shares SSSF2 | $0.00 | Aug 10, 2026 | A | 50,761 | A | — | — | Common Stock | 50,761 | 50,761 | D |
| Stock Option (Right to Buy)F3 | $9.85 | Aug 10, 2026 | A | 50,761 | A | — | Aug 10, 2036 | Common Stock | 50,761 | 50,761 | D |
Explanation of responses
- F1Represents a grant of RSUs that will vest in three equal annual installments on each of August 10, 2027, 2028 and 2029.
- F2This Award shall be one hundred percent (100%) unvested as of the Date of Grant and shall be divided into three substantially equal tranches. Each Tranche shall be eligible to be earned and vest indiependently based on the Company's Same Store Sales performance during the applicable performance period.
- F3One Hundred percent (100%) of the Option that becomes earned shall vest in three substantially equal installments on each of the first, second and third anniversaries of the 2X Price Achievement Date.