SEC Form 4 · accession 0001140361-15-037081
Dave & Buster's Entertainment, Inc. · PLAY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owners
Oak Hill Capital Partners III, L.P.
10% Owner
OHCP MGP III, LTD.
10% Owner
OHCP MGP PARTNERS III, L.P.
10% Owner
OHCP GenPar III, L.P.
10% Owner
Period of report
Oct 6, 2015
Accepted (ET)
Oct 7, 2015 · 5:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001525769
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1,F3,F4 | Oct 6, 2015 | S | 6,284,860 | $37.00 | D | 9,675,593 | I | See Footnotes |
| Common Stock, par value $0.01 per shareF2,F1,F3,F4 | Oct 6, 2015 | S | 206,410 | $37.00 | D | 317,769 | I | See Footnotes |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These securities are held by Oak Hill Capital Partners III, L.P. ("OHCP III").
- F2These securities are held by Oak Hill Capital Management Partners III, L.P. ("OHCMP III").
- F3The general partner of OHCP III and OHCMP III is OHCP GenPar III, L.P. The general partner of OHCP GenPar III, L.P. is OHCP MGP Partners III, L.P. The general partner of OHCP MGP Partners III, L.P. is OHCP MGP III, Ltd.
- F4Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. The signature below is on behalf of the entities listed and not made in an individual capacity.
Remarks
Exhibit 99.1: Additional Signatures