SEC Form 4 · accession 0000899243-19-003475
DoubleLine Opportunistic Credit Fund · DBL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Raymond Woolson
Other
Period of report
Jan 2, 2019
Accepted (ET)
Feb 13, 2019 · 6:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001525201
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| COMMON SHARESF1,F2,F3 | — | Jan 2, 2019 | J | 142 | A | — | — | COMMON SHARES | 142 | 1,848 | I |
Explanation of responses
- F1The interests are payable based on the net asset value of Common Shares of the Issuer.
- F2Interests are held through a deferred compensation plan. The amount and values above are treated as notional investments in Common Shares of the Issuer under the deferred compensation plan. The number of shares represented by each notional investment is determined by reference to the net asset value of the Issuer determined as of a particular date. The date used for that purpose is shown in column 3 above. The actual transaction date may be a different date.
- F3Interests are settled at the end of a deferral period in accordance with the terms of a deferred compensation plan.