SEC Form 4 · accession 0000899243-16-011137
DoubleLine Opportunistic Credit Fund · DBL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Raymond Woolson
Other
Period of report
Jan 5, 2016
Accepted (ET)
Jan 6, 2016 · 4:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001525201
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| COMMON SHARESF1,F2,F3 | — | Jan 5, 2016 | J | 194 | A | — | — | COMMON SHARES | 194 | 645 | I |
Explanation of responses
- F1The interests are payable based on the net asset value of Common Shares of the Issuer.
- F2Interests are held through a deferred compensation plan. The amount and values above are treated as notional investments in Common Shares of the Issuer under the deferred compensation plan.
- F3Interests are settled at the end of a deferral period in accordance with the terms of a deferred compensation plan.