SEC Form 4/A · accession 0001524931-17-000032
CHUY'S HOLDINGS, INC. · CHUY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Steven J. Hislop
Officer — President & CEO · Director
Period of report
Mar 7, 2017
Accepted (ET)
Mar 17, 2017 · 4:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001524931
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 7, 2017 | M | 5,169 | $0.00 | A | 120,374 | D | |
| Common Stock | Mar 7, 2017 | F | 1,414 | $27.80 | D | 118,960 | D | |
| Common Stock | Mar 7, 2017 | M | 3,153 | $0.00 | A | 122,113 | D | |
| Common Stock | Mar 7, 2017 | F | 863 | $27.80 | D | 121,250 | D | |
| Common Stock | Mar 7, 2017 | M | 3,291 | $0.00 | A | 124,541 | D | |
| Common Stock | Mar 7, 2017 | F | 901 | $27.80 | D | 123,640 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Mar 7, 2017 | M | 5,169 | D | — | — | Common Stock | 5,169 | 5,170 | D |
| Restricted Stock UnitsF2,F4 | — | Mar 7, 2017 | M | 3,153 | D | — | — | Common Stock | 3,153 | 6,307 | D |
| Restricted Stock UnitsF2,F5 | — | Mar 7, 2017 | M | 3,291 | D | — | — | Common Stock | 3,291 | 9,876 | D |
Explanation of responses
- F1The reporting person is amending the original Form 4 to correct the number of securities beneficially owned, which was understated by 12,593 shares.
- F2Restricted stock units convert to common stock on a one-for-one basis.
- F3The restricted stock units vest in four equal annual installments with the first installment vesting on March 4, 2015. Settlement will occur no later than 30 days after such date, subject to certain exceptions in the Restricted Stock Unit Agreement between the Issuer and the reporting person.
- F4The restricted stock units vest in four equal annual installments with the first installment vesting on March 5, 2016. Settlement will occur no later than 30 days after such date, subject to certain exceptions in the Restricted Stock Unit Agreement between the Issuer and the reporting person.
- F5The restricted stock units vest in four equal annual installments with the first installment vesting on March 4, 2017. Settlement will occur no later than 30 days after such date, subject to certain exceptions in the Restricted Stock Unit Agreement between the Issuer and the reporting person.