SEC Form 4 · accession 0001524931-16-000154
CHUY'S HOLDINGS, INC. · CHUY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven J. Hislop
Officer — President & CEO · Director
Period of report
Jun 28, 2016
Accepted (ET)
Jun 28, 2016 · 6:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001524931
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 28, 2016 | M | 12,593 | $2.76 | A | 121,500 | D | |
| Common StockF2 | Jun 28, 2016 | S | 6,295 | $34.0361 | D | 115,205 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $2.76 | Jun 28, 2016 | M | 12,593 | D | — | Jul 9, 2017 | Common Stock | 12,593 | 0 | D |
Explanation of responses
- F1These shares were exercised and sold pursuant to a trading plan adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
- F2The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple trades at prices ranging from $34.00 to $34.18, inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, Chuy's Holding. Inc., or any security holders of Chuy's Holdings. Inc., full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F3These options were granted on July 9, 2007 and vested 20% on each of the first five anniversaries of the grant date. These stock options became fully vested on July 9, 2012.