SEC Form 4 · accession 0001524931-16-000115
CHUY'S HOLDINGS, INC. · CHUY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jon W Howie
Officer — VP & Chief Financial Officer
Period of report
Mar 4, 2016
Accepted (ET)
Mar 8, 2016 · 5:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001524931
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 4, 2016 | M | 2,581 | $0.00 | A | 4,320 | D | |
| Common Stock | Mar 4, 2016 | F | 811 | $34.55 | D | 3,509 | D | |
| Common StockF1 | Mar 4, 2016 | M | 3,148 | $0.00 | A | 6,657 | D | |
| Common Stock | Mar 4, 2016 | F | 990 | $34.55 | D | 5,667 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Mar 4, 2016 | M | 2,581 | D | — | — | Common Stock | 2,581 | 5,162 | D |
| Restricted Stock UnitsF1,F3 | — | Mar 4, 2016 | M | 3,148 | D | — | — | Common Stock | 3,148 | 9,447 | D |
| Restricted Stock UnitsF1,F4 | — | Mar 4, 2016 | A | 6,574 | A | — | — | Common Stock | 6,574 | 6,574 | D |
Explanation of responses
- F1Restricted stock units convert to common stock on a one-for-one basis.
- F2The restricted stock units vest in four equal annual installments with the first installment vesting on March 4, 2015. Settlement will occur on each such vesting date, and the shares of common stock will be transferred to the reporting person no later than 30 days after such date, subject to certain exceptions in the Restricted Stock Unit Agreement between the Issuer and the reporting person.
- F3The restricted stock units vest in four equal annual installments with the first installment vesting on March 5, 2016. Settlement will occur on each such vesting date, and the shares of common stock will be transferred to the reporting person no later than 30 days after such date, subject to certain exceptions in the Restricted Stock Unit Agreement between the Issuer and the reporting person.
- F4The restricted stock units vest in four equal annual installments with the first installment vesting on March 4, 2017. Settlement will occur on each vesting date, and the shares of common stock will be transferred to the reporting person no later than 30 days after such date, subject to certain exceptions in the Restricted Stock Unit Agreement between the Issuer and the reporting person.