SEC Form 4 · accession 0001209191-16-136144
U.S. SILICA HOLDINGS, INC. · SLCA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald A Merril
Officer — EVP & Chief Financial Officer
Period of report
Aug 5, 2016
Accepted (ET)
Aug 9, 2016 · 5:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001524741
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 5, 2016 | M | 25,000 | $13.17 | A | 33,998 | D | |
| Common StockF1,F2 | Aug 5, 2016 | S | 25,000 | $38.22 | D | 8,998 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3 | $13.17 | Aug 5, 2016 | M | 25,000 | D | — | Oct 15, 2022 | Common Stock | 25,000 | 12,500 | D |
Explanation of responses
- F1Option Exercise and Sale
- F2Weighted average share price, shares sold at prices ranging from $38.00 to $38.66 per share.
- F3Option Grant dated October 15, 2012, vesting in four equal annual installments on grant anniversary date.