SEC Form 4 · accession 0002082642-26-000008
WEALTHFRONT CORP · WLTH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alan Imberman
Officer — CFO and Treasurer
Period of report
Sep 15, 2026
Accepted (ET)
Sep 17, 2026 · 4:17 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001524566
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 15, 2026 | M | 22,812 | $0.00 | A | 458,719 | D | |
| Common Stock | Sep 15, 2026 | M | 23,625 | $0.00 | A | 482,344 | D | |
| Common Stock | Sep 15, 2026 | M | 17,762 | $0.00 | A | 500,106 | D | |
| Common StockF2 | Sep 15, 2026 | S | 20,304 | $10.7304 | D | 479,802 | D | |
| Common StockF3 | Sep 16, 2026 | S | 6,292 | $10.191 | D | 473,510 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF4,F5,F6 | — | Sep 15, 2026 | M | 22,812 | D | — | — | Common Stock | 22,812 | 114,063 | D |
| Restricted Stock UnitsF4,F7,F6 | — | Sep 15, 2026 | M | 23,625 | D | — | — | Common Stock | 23,625 | 212,625 | D |
| Restricted Stock UnitsF4,F8,F6 | — | Sep 15, 2026 | M | 17,762 | D | — | — | Common Stock | 17,762 | 230,913 | D |
Explanation of responses
- F1The reported transaction represents shares of the Issuer's Common Stock sold to satisfy tax withholding obligations incurred in connection with the vesting of restricted stock units.
- F2The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.55 to $10.88 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote and in footnote 3 of this Form 4.
- F3The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.96 to $10.83 per share, inclusive.
- F4Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon settlement.
- F5The award vested or vests as to 1/16 of the total award quarterly on the fifteenth calendar day of March, June, September, and December, subject to the reporting person's continued service to the Issuer on each vesting date, with the first tranche vested on March 15, 2024.
- F6These restricted stock units do not expire; they either vest or are cancelled prior to the vesting date.
- F7The award vested or vests as to 1/16 of the total award quarterly on the fifteenth calendar day of March, June, September, and December, subject to the reporting person's continued service to the Issuer on each vesting date, with the first tranche vested on March 15, 2025.
- F8The award vested or vests as to 1/16 of the total award quarterly on the fifteenth calendar day of March, June, September, and December, subject to the reporting person's continued service to the Issuer on each vesting date, with the first tranche vested on March 15, 2026.