SEC Form 4 · accession 0002078580-26-000004
WEALTHFRONT CORP · WLTH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Julien Wetterwald
Officer — Chief Technology Officer
Period of report
Jun 15, 2026
Accepted (ET)
Jun 17, 2026 · 4:22 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001524566
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 15, 2026 | M | 20,525 | $0.00 | A | 750,077 | D | |
| Common Stock | Jun 15, 2026 | M | 20,388 | $0.00 | A | 770,465 | D | |
| Common Stock | Jun 15, 2026 | M | 21,113 | $0.00 | A | 791,578 | D | |
| Common Stock | Jun 15, 2026 | M | 19,000 | $0.00 | A | 810,578 | D | |
| Common Stock | Jun 15, 2026 | F | 43,716 | $8.80 | D | 766,862 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F4,F5 | — | Jun 15, 2026 | M | 20,525 | D | — | — | Common Stock | 20,525 | 0 | D |
| Restricted Stock UnitsF3,F6,F5 | — | Jun 15, 2026 | M | 20,388 | D | — | — | Common Stock | 20,388 | 122,325 | D |
| Restricted Stock UnitsF3,F7,F5 | — | Jun 15, 2026 | M | 21,113 | D | — | — | Common Stock | 21,113 | 211,125 | D |
| Restricted Stock UnitsF3,F8,F5 | — | Jun 15, 2026 | M | 19,000 | D | — | — | Common Stock | 19,000 | 266,000 | D |
Explanation of responses
- F1Includes 2,500 shares of Class A Common Stock acquired by the reporting person in one or more transactions with Issuer pursuant to its Employee Stock Purchase Plan, which transactions are exempt pursuant to Rules 16a3(f)(1)(i)(B) and 16b3(c).
- F2The transaction represents the number of shares of Common Stock withheld by the Issuer to satisfy tax withholding liabilities in connection with the net settlement of restricted stock units.
- F3Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon settlement.
- F4The award vested or vests as to 1/16 of the total award quarterly on the fifteenth calendar day of September, December, March, and June, subject to the reporting person's continued service to the Issuer on each vesting date, with the first tranche vested on September 15, 2022.
- F5These restricted stock units do not expire; they either vest or are cancelled prior to the vesting date.
- F6The award vested or vests as to 1/16 of the total award quarterly on the fifteenth calendar day of March, June, September, and December, subject to the reporting person's continued service to the Issuer on each vesting date, with the first tranche vested on March 15, 2024.
- F7The award vested or vests as to 1/16 of the total award quarterly on the fifteenth calendar day of March, June, September, and December, subject to the reporting person's continued service to the Issuer on each vesting date, with the first tranche vested on March 15, 2025.
- F8The award vested or vests as to 1/16 of the total award quarterly on the fifteenth calendar day of March, June, September, and December, subject to the reporting person's continued service to the Issuer on each vesting date, with the first tranche vested on March 15, 2026.