SEC Form 4 · accession 0001497487-26-000004
WEALTHFRONT CORP · WLTH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kal Iyer
Officer — VP, Engineering
Period of report
Jun 15, 2026
Accepted (ET)
Jun 17, 2026 · 4:17 pm EDT
Rule 10b5-1 plan
yes — trade under a plan
Issuer CIK
0001524566
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 15, 2026 | M | 20,387 | $0.00 | A | 284,764 | D | |
| Common Stock | Jun 15, 2026 | M | 20,387 | $0.00 | A | 305,151 | D | |
| Common Stock | Jun 15, 2026 | M | 21,112 | $0.00 | A | 326,263 | D | |
| Common Stock | Jun 15, 2026 | M | 15,562 | $0.00 | A | 341,825 | D | |
| Common Stock | Jun 15, 2026 | F | 41,784 | $8.80 | D | 300,041 | D | |
| Common Stock | Jun 15, 2026 | S | 45,772 | $8.9183 | D | 254,269 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F4,F5 | — | Jun 15, 2026 | M | 20,387 | D | — | — | Common Stock | 20,387 | 61,163 | D |
| Restricted Stock UnitsF3,F6,F5 | — | Jun 15, 2026 | M | 20,387 | D | — | — | Common Stock | 20,387 | 142,713 | D |
| Restricted Stock UnitsF3,F7,F5 | — | Jun 15, 2026 | M | 21,112 | D | — | — | Common Stock | 21,112 | 232,238 | D |
| Restricted Stock UnitsF3,F9,F5 | — | Dec 30, 2025 | A | 249,000 | A | — | — | Common Stock | 249,000 | 249,000 | D |
| Restricted Stock UnitsF3,F9,F5 | — | Jun 15, 2026 | M | 15,562 | D | — | — | Common Stock | 15,562 | 233,438 | D |
Explanation of responses
- F1The transaction represents the number of shares of Common Stock withheld by the Issuer to satisfy tax withholding liabilities in connection with the net settlement of restricted stock units.
- F2This transaction was executed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 14, 2026.
- F3Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon settlement.
- F4The award vested or vests as to 1/16 of the total award quarterly on the fifteenth calendar day of June, September, December, and March, subject to the reporting person's continued service to the Issuer on each vesting date, with the first tranche vested on June 15, 2023.
- F5These restricted stock units do not expire; they either vest or are cancelled prior to the vesting date.
- F6The award vested or vests as to 1/16 of the total award quarterly on the fifteenth calendar day of June, September, December, and March, subject to the reporting person's continued service to the Issuer on each vesting date, with the first tranche vested on June 15, 2024.
- F7The award vested or vests as to 1/16 of the total award quarterly on the fifteenth calendar day of June, September, December, and March, subject to the reporting person's continued service to the Issuer on each vesting date, with the first tranche vested on June 15, 2025.
- F8The December 30, 2025 award of restricted stock units to the reporting person was not previously reported on a Form 4 due to inadvertent administrative error. The grant is reported late on this Form 4, together with the initial vesting of the award.
- F9The award vested or vests as to 1/16 of the total award quarterly on the fifteenth calendar day of June, September, December, and March, subject to the reporting person's continued service to the Issuer on each vesting date, with the first tranche vested on June 15, 2026.