SEC Form 4 · accession 0001168404-26-000048
WEALTHFRONT CORP · WLTH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Fortunato
Officer — CEO and President · Director
Period of report
Sep 11, 2026
Accepted (ET)
Sep 15, 2026 · 5:03 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001524566
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 11, 2026 | M | 40,000 | $1.50 | A | 101,996 | I | By Spouse |
| Common StockF1 | Sep 11, 2026 | M | 8,998 | $1.50 | A | 110,994 | I | By Spouse |
| Common StockF1 | Sep 11, 2026 | M | 400,000 | $1.79 | A | 510,994 | I | By Spouse |
| Common StockF1 | Sep 11, 2026 | M | 150,000 | $1.87 | A | 660,994 | I | By Spouse |
| Common StockF1 | Sep 11, 2026 | M | 106,250 | $1.39 | A | 767,244 | I | By Spouse |
| Common StockF1 | Sep 11, 2026 | F | 435,437 | $10.38 | D | 331,807 | I | By Spouse |
| Common Stock | holding | — | — | — | 1,895,553 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1,F2 | $1.50 | Sep 11, 2026 | M | 40,000 | D | — | Feb 13, 2028 | Common Stock | 40,000 | 0 | I |
| Stock Option (Right to Buy)F1,F3 | $1.50 | Sep 11, 2026 | M | 8,998 | D | — | Feb 13, 2028 | Common Stock | 8,998 | 0 | I |
| Stock Option (Right to Buy)F1,F4 | $1.79 | Sep 11, 2026 | M | 400,000 | D | — | Dec 19, 2028 | Common Stock | 400,000 | 0 | I |
| Stock Option (Right to Buy)F1,F5 | $1.87 | Sep 11, 2026 | M | 150,000 | D | — | Jul 17, 2029 | Common Stock | 150,000 | 0 | I |
| Stock Option (Right to Buy)F1,F6 | $1.39 | Sep 11, 2026 | M | 106,250 | D | — | Jan 14, 2031 | Common Stock | 106,250 | 0 | I |
Explanation of responses
- F1The reported securities are directly held by the reporting person's spouse.
- F2The option is fully vested. The award became fully vested on January 1, 2022.
- F3The option is fully vested. The award became fully vested on December 27, 2021.
- F4The option is fully vested. The award became fully vested on January 1, 2023.
- F5The option is fully vested. The award became fully vested on July 1, 2023.
- F6The option is fully vested. The award became fully vested on November 1, 2023.