SEC Form 4 · accession 0001209191-19-017631
Xylem Inc. · XYL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Claudia S Toussaint
Officer — SVP, GC & Corporate Secretary
Period of report
Mar 6, 2019
Accepted (ET)
Mar 7, 2019 · 1:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001524472
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 6, 2019 | M | 5,869 | $48.33 | A | 59,008 | D | |
| Common StockF2 | Mar 6, 2019 | S | 5,869 | $76.3679 | D | 53,139 | D | |
| Common StockF3,F4 | Mar 6, 2019 | S | 2,346 | $76.3702 | D | 50,793 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionF5 | $48.33 | Mar 6, 2019 | M | 5,869 | D | — | Feb 21, 2027 | Common | 5,869 | 11,737 | D |
Explanation of responses
- F1These options were exercised pursuant to a 10b5-1 plan adopted by the reporting person on February 4, 2019
- F2This price represents the approximate weighted average price per share of common stock (each, a "Share") of Xylem Inc. (the "Issuer"), of sales that were executed at prices ranging from $75.85 to $76.81 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price
- F3The sale was made pursuant to a 10b5-1 plan adopted by the reporting person on February 4, 2019
- F4This price represents the approximate weighted average price per share of common stock (each, a "Share") of Xylem Inc. (the "Issuer"), of sales that were executed at prices ranging from $75.91 to $76.81 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price
- F5This grant vests in 3 installments: 5,869 options on February 21, 2018, 5,869 options on February 21, 2019 and 5,868 options on February 21, 2020