SEC Form 3 · accession 0001209191-19-015487
Xylem Inc. · XYL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Geri-Michelle McShane
Officer — Chief Accounting Officer
Period of report
Mar 1, 2019
Accepted (ET)
Mar 4, 2019 · 3:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001524472
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 1,197 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $48.33 | holding | — | — | — | — | Feb 21, 2027 | Common Stock | 1,643 | — | D |
| Employee Stock Option (Right to Buy)F3 | $75.18 | holding | — | — | — | — | Feb 21, 2028 | Common Stock | 1,019 | — | D |
| Employee Stock Option (Right to Buy)F4 | $74.07 | holding | — | — | — | — | Feb 20, 2029 | Common Stock | 2,198 | — | D |
Explanation of responses
- F1Includes 416 shares of common stock of Xylem Inc., and 781 restricted stock units scheduled to vest as follows: 198 on February 21, 2020, 169 on February 20, 2020, 77 on February 21, 2021 and 169 on February 20, 2021 and 168 on Feb 20, 2022. Each restricted stock unit represents the right to receive one share of common stock upon vesting
- F2548 options are fully vested and exercisable and 547 are scheduled to vest on February 21, 2020
- F3340 options are fully vested and exercisable. 340 options are scheduled to vest on February 21, 2020 and 339 options are scheduled to vest on February 21, 2021.
- F4These options will vest in three equal parts on February 20, 2020, February 20, 2021 and February 20, 2022.