SEC Form 4 · accession 0001209191-19-012655
Xylem Inc. · XYL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tomas Brannemo
Officer — Senior Vice President
Period of report
Feb 20, 2019
Accepted (ET)
Feb 22, 2019 · 4:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001524472
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 21, 2019 | S | 294 | $74.4376 | D | 10,568 | D | |
| Common StockF3,F2 | Feb 21, 2019 | S | 265 | $74.4376 | D | 10,303 | D | |
| Common StockF4 | Feb 20, 2019 | A | 2,700 | $0.00 | A | 13,003 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionF5 | $74.07 | Feb 20, 2019 | A | 11,723 | A | — | Feb 20, 2029 | Common | 11,723 | 11,723 | D |
Explanation of responses
- F1Reflects the sale of shares of common stock to cover the tax liability incident to the vesting of restricted stock units granted on February 21, 2017 under the Xylem 2011 Omnibus Incentive Plan.
- F2This price represents the approximate weighted average price per share of common stock (each, a "Share") of Xylem Inc. (the "Issuer"), of sales that were executed at prices ranging from $74.40 to $74.53 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
- F3Reflects the sale of shares of common stock to cover the tax liability incident to the vesting of restricted stock units granted on February 21, 2018 under the Xylem 2011 Omnibus Incentive Plan.
- F4Reflects an award of restricted stock units which are scheduled to vest in three equal annual installments beginning on February 20, 2020.
- F5Reflects an award of stock options which are scheduled to vest in three equal annual installments beginning on February 20, 2020.