SEC Form 4 · accession 0001209191-19-007291
Xylem Inc. · XYL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth Napolitano
Officer — Senior Vice President
Period of report
Feb 4, 2019
Accepted (ET)
Feb 5, 2019 · 3:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001524472
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 4, 2019 | M | 17,999 | $30.03 | A | 53,157 | D | |
| Common StockF1 | Feb 4, 2019 | S | 17,999 | $70.17 | D | 35,158 | D | |
| Common Stock | Feb 4, 2019 | M | 17,527 | $32.38 | A | 52,685 | D | |
| Common StockF1 | Feb 4, 2019 | S | 17,527 | $70.17 | D | 35,158 | D | |
| Common StockF2 | holding | — | — | — | 1,416 | I | by 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $30.03 | Feb 4, 2019 | M | 17,999 | D | — | Mar 5, 2020 | Common Stock | 17,999 | 0 | D |
| Employee Stock Option (Right to Buy)F3 | $32.38 | Feb 4, 2019 | M | 17,527 | D | — | Mar 3, 2021 | Common Stock | 17,527 | 0 | D |
Explanation of responses
- F1This price represents the approximate weighted average price per share of common stock (each, a "Share") of Xylem Inc. (the "Issuer"), of sales that were executed at prices ranging from $70.02 to $70.40 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
- F2As of January 30, 2019
- F3These options are fully vested and exercisable.