SEC Form 4 · accession 0001209191-18-045650
Xylem Inc. · XYL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kairus Tarapore
Officer — SVP & CHRO
Period of report
Aug 3, 2018
Accepted (ET)
Aug 7, 2018 · 2:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001524472
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 3, 2018 | M | 16,500 | $33.85 | A | 31,580 | D | |
| Common StockF1 | Aug 3, 2018 | S | 16,500 | $75.17 | D | 15,080 | D | |
| Common Stock | Aug 3, 2018 | S | 2,300 | $75.17 | D | 12,780 | D | |
| Common Stock | Aug 3, 2018 | F | 1,048 | $76.00 | D | 11,732 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $33.85 | Aug 3, 2018 | M | 16,500 | D | — | Aug 3, 2025 | Common Stock | 16,500 | 8,138 | D |
Explanation of responses
- F1This price represents the weighted average price per share of common stock (each, a "Share") of Xylem Inc. (the "Issuer"), of sales that were executed at prices ranging from $75.10 to $75.27 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
- F2These options are fully vested and exercisable.