SEC Form 4 · accession 0001209191-17-013879
Xylem Inc. · XYL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth Napolitano
Officer — Senior Vice President
Period of report
Feb 21, 2017
Accepted (ET)
Feb 23, 2017 · 5:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001524472
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 21, 2017 | A | 4,655 | $0.00 | A | 47,218 | D | |
| Common StockF2 | holding | — | — | — | 1,385 | I | by 401(k) plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (Right to Buy)F3 | $48.33 | Feb 21, 2017 | A | 21,127 | A | — | Feb 21, 2027 | Common Stock | 21,127 | 21,127 | D |
Explanation of responses
- F1Reflects an award of restricted stock units which are scheduled to vest on February 21, 2018.
- F2As of December 31, 2016
- F3These options vest in three equal annual installments beginning on February 21, 2018.