SEC Form 4 · accession 0001209191-16-107535
Xylem Inc. · XYL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tomas Brannemo
Officer — Senior Vice President
Period of report
Mar 9, 2016
Accepted (ET)
Mar 10, 2016 · 12:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001524472
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 9, 2016 | M | 1,790 | $24.60 | A | 18,961 | D | |
| Common StockF1 | Mar 9, 2016 | S | 1,790 | $38.0386 | D | 17,171 | D | |
| Common Stock | Mar 9, 2016 | M | 5,494 | $27.49 | A | 22,665 | D | |
| Common StockF1 | Mar 9, 2016 | S | 5,494 | $38.0386 | D | 17,171 | D | |
| Common StockF2 | Mar 9, 2016 | S | 680 | $37.9747 | D | 16,491 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $24.60 | Mar 9, 2016 | M | 1,790 | D | — | Nov 7, 2021 | Common Stock | 1,790 | 0 | D |
| Employee Stock Option (Right to Buy)F3 | $27.49 | Mar 9, 2016 | M | 5,494 | D | — | Mar 1, 2023 | Common Stock | 5,494 | 0 | D |
Explanation of responses
- F1This price represents the weighted average price per share of common stock (each, a "Share") of Xylem Inc. (the "Issuer"), of sales that were executed at prices ranging from $37.93 to $38.18 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
- F2This price represents the weighted average price per Share of the Issuer, of sales that were executed at prices ranging from $37.94 to $38.08 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price
- F3These options are fully vested and exercisable.