SEC Form 4 · accession 0001209191-16-103136
Xylem Inc. · XYL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Flinton
Officer — Senior Vice President
Period of report
Feb 24, 2016
Accepted (ET)
Feb 26, 2016 · 7:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001524472
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 24, 2016 | A | 3,002 | $0.00 | A | 14,998 | D | |
| Common StockF3 | holding | — | — | — | 956 | I | by 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (Right to Buy)F4 | $37.47 | Feb 24, 2016 | A | 12,472 | A | — | Feb 24, 2026 | Common Stock | 12,472 | 12,472 | D |
Explanation of responses
- F1Reflects an award of restricted stock units which are scheduled to vest in three equal annual installments beginning on February 24, 2017.
- F2Additional shares accrued through a qualified DRIP.
- F3As of December 31, 2015
- F4These options vest in three equal annual installments beginning on February 24, 2017.