SEC Form 4 · accession 0001209191-15-048307
Xylem Inc. · XYL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Colin R Sabol
Officer — Senior Vice President
Period of report
May 29, 2015
Accepted (ET)
Jun 1, 2015 · 4:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001524472
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 29, 2015 | M | 4,339 | $24.60 | A | 44,154 | D | |
| Common StockF1 | May 29, 2015 | S | 4,339 | $36.6706 | D | 39,815 | D | |
| Common Stock | May 29, 2015 | M | 16,373 | $24.60 | A | 56,188 | D | |
| Common StockF2 | May 29, 2015 | S | 16,373 | $36.5406 | D | 39,815 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $24.60 | May 29, 2015 | M | 4,339 | D | — | Nov 7, 2021 | Common Stock | 4,339 | 16,373 | D |
| Employee Stock Option (Right to Buy)F3 | $24.60 | May 29, 2015 | M | 16,373 | D | — | Nov 7, 2021 | Common Stock | 16,373 | 0 | D |
Explanation of responses
- F1This price represents the weighted average price per share of common stock (each, a "Share") of Xylem Inc. (the "Issuer"), of sales that were executed at prices ranging from $36.7 to $36.65 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price
- F2This price represents the weighted average price per share of common stock (each, a "Share") of Xylem Inc. (the "Issuer"), of sales that were executed at prices ranging from $36.53 to $36.5406 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
- F3These options are fully vested and exercisable.