SEC Form 4 · accession 0001209191-15-024970
Xylem Inc. · XYL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robyn T Mingle
Officer — SVP & Chief HR Officer
Period of report
Mar 9, 2015
Accepted (ET)
Mar 11, 2015 · 10:24 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001524472
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 9, 2015 | M | 5,063 | $24.60 | A | 21,996 | D | |
| Common StockF1 | Mar 9, 2015 | S | 5,063 | $35.3426 | D | 16,933 | D | |
| Common Stock | Mar 9, 2015 | M | 8,648 | $26.60 | A | 25,581 | D | |
| Common StockF1 | Mar 9, 2015 | S | 8,648 | $35.3426 | D | 16,933 | D | |
| Common Stock | Mar 9, 2015 | M | 13,394 | $27.49 | A | 30,327 | D | |
| Common StockF1 | Mar 9, 2015 | S | 13,394 | $35.3426 | D | 16,933 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $24.60 | Mar 9, 2015 | M | 5,063 | D | — | Nov 7, 2021 | common stock | 5,063 | 0 | D |
| Stock Option (Right to Buy)F2 | $26.60 | Mar 9, 2015 | M | 8,648 | D | — | Mar 2, 2022 | common stock | 8,648 | 0 | D |
| Stock Option (Right to Buy)F3 | $27.49 | Mar 9, 2015 | M | 13,394 | D | — | Mar 2, 2023 | common stock | 13,394 | 6,697 | D |
Explanation of responses
- F1This price represents the approximate weighted average price per share of common stock (each, a "Share") of Xylem Inc. (the "Issuer"), of sales that were executed at prices ranging from $35.26 to $35.47 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
- F2These options are fully vested and exercisable.
- F3The original grant of 20,091 options vests in three equal installments. The remaining 6,697 will vest on March 1, 2016.