SEC Form 4/A · accession 0001209191-15-023976
Exelis Inc. · XLS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Ralph F Hake
Director
Period of report
Mar 2, 2015
Accepted (ET)
Mar 9, 2015 · 2:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001524471
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 2, 2015 | M | 3,217 | $11.064 | A | 63,723 | D | |
| Common Stock | holding | — | — | — | 12,566 | I | By Ralph F. Hake Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $11.064 | Mar 2, 2015 | M | 3,217 | D | — | Mar 10, 2015 | Common Stock | 3,217 | 0 | D |
Explanation of responses
- F1The purpose of this amendment is to revise the total number of shares beneficially owned. This amount reflects the post Vectrus, Inc. spin conversion share amounts. Following the Spin-off of Vectrus, Exelis equity awards were adjusted to preserve their pre-Spin-off value.
- F2These options are fully vested and exercisable.