SEC Form 4 · accession 0001209191-16-146756
MARRIOTT VACATIONS WORLDWIDE Corp · VAC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J W Marriott Jr.
10% Owner
Period of report
Oct 20, 2016
Accepted (ET)
Oct 24, 2016 · 4:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001524358
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 20, 2016 | G | 29,000 | $0.00 | D | 104,443 | I | JWM Jr Lifetime Trust |
| Common StockF1 | holding | — | — | — | 28,576 | I | DGM Lifetime Trust | |
| Common StockF1 | holding | — | — | — | 171,019 | I | Sp Trustee 1 | |
| Common StockF1,F2 | holding | — | — | — | 2,002,797 | I | JWMFE | |
| Common StockF1 | holding | — | — | — | 1,322 | I | Sp Trustee 2 | |
| Common StockF1 | holding | — | — | — | 1,967 | I | Sp Trustee 5 | |
| Common StockF1 | holding | — | — | — | 1,967 | I | Sp Trustee 6 | |
| Common StockF1 | holding | — | — | — | 1,021 | I | Sp Trustee 7 | |
| Common StockF1 | holding | — | — | — | 2,982 | I | Sp Trustee 8 | |
| Common StockF1 | holding | — | — | — | 25,000 | I | Sp Trustee 11 | |
| Common StockF1,F3 | holding | — | — | — | 833 | I | Sp Trustee 12 | |
| Common StockF1,F4 | holding | — | — | — | 3,299 | I | Sp Trustee 13 | |
| Common StockF1 | holding | — | — | — | 50,391 | I | Trustee 1 | |
| Common StockF1 | holding | — | — | — | 49,555 | I | Trustee 4 | |
| Common StockF1 | holding | — | — | — | 45,767 | I | Trustee 5 | |
| Common StockF1 | holding | — | — | — | 66,627 | I | Trustee 7 | |
| Common StockF1 | holding | — | — | — | 54,582 | I | Trustee 8 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
- F2Consists of 919,999 shares held by Thomas Point Ventures, L.P., whose sole general partner is JWM Family Enterprises, L.P., 290,402 shares held by Terrapin Limited Holdings, LLC, whose sole member is JWM Family Enterprises, L.P., 744,896 shares held by JWM Family Enterprises, L.P., and 47,500 shares held by Anchorage Partners, L.P. , whose sole general partner is JWM Family Enterprises, L.P. JWM Family Enterprises, Inc. is the sole general partner of JWM Family Enterprises, L.P. J.W. Marriott, Jr., John W. Marriott, III, Deborah Marriott Harrison, Stephen Blake Marriott and David Sheets Marriott are each directors of JWM Family Enterprises, Inc.
- F3Reflects the transfer of these shares of common stock from a trust identified as "Sp Trustee 4" to a different trust; the shares continue to be beneficially owned by the reporting person
- F4Reflects the transfer of these shares of common stock from a trust identified as "Sp Trustee 10" to a different trust; the shares continue to be beneficially owned by the reporting person.