SEC Form 5 · accession 0001209191-16-096926
MARRIOTT VACATIONS WORLDWIDE Corp · VAC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J W Marriott Jr.
10% Owner
Period of report
Jan 1, 2016
Accepted (ET)
Feb 9, 2016 · 5:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001524358
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 5, 2015 | G | 25,000 | $0.00 | D | 133,443 | I | JWM JR Lifetime Trust |
| Common StockF2,F3 | holding | — | — | — | 28,576 | I | DGM Lifetime Trust | |
| Common StockF3 | holding | — | — | — | 171,019 | I | Sp Trustee 1 | |
| Common StockF3,F4 | holding | — | — | — | 2,002,797 | I | JWMFE | |
| Common StockF3 | holding | — | — | — | 1,322 | I | Sp Trustee 2 | |
| Common StockF3 | holding | — | — | — | 833 | I | Sp Trustee 4 | |
| Common StockF3 | holding | — | — | — | 1,967 | I | Sp Trustee 5 | |
| Common StockF3 | holding | — | — | — | 1,967 | I | Sp Trustee 6 | |
| Common StockF3 | holding | — | — | — | 1,021 | I | Sp Trustee 7 | |
| Common StockF3 | holding | — | — | — | 2,982 | I | Sp Trustee 8 | |
| Common StockF3 | holding | — | — | — | 3,299 | I | Sp Trustee 10 | |
| Common StockF3 | holding | — | — | — | 25,000 | I | Sp Trustee 11 | |
| Common StockF3 | holding | — | — | — | 50,391 | I | Trustee 1 | |
| Common StockF3 | holding | — | — | — | 49,555 | I | Trustee 4 | |
| Common StockF3 | holding | — | — | — | 45,767 | I | Trustee 5 | |
| Common StockF3 | holding | — | — | — | 66,627 | I | Trustee 7 | |
| Common StockF3 | holding | — | — | — | 54,582 | I | Trustee 8 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects a change in the form of beneficial ownership of 158,443 shares from direct to indirect as a result of a transfer to a lifetime trust on November 4, 2015.
- F2Reflects a transfer of 28,576 shares to a lifetime trust on November 16, 2015.
- F3The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
- F4Consists of 919,999 shares held by Thomas Point Ventures, L.P., whose sole general partner is JWM Family Enterprises, L.P., 290,402 shares held by Terrapin Limited Holdings, LLC, whose sole member is JWM Family Enterprises, L.P., 744,896 shares held by JWM Family Enterprises, L.P., and 47,500 shares held by Anchorage Partners, L.P. , whose sole general partner is JWM Family Enterprises, L.P. JWM Family Enterprises, Inc. is the sole general partner of JWM Family Enterprises, L.P. J.W. Marriott, Jr., John W. Marriott, III, Deborah Marriott Harrison, Stephen Blake Marriott and David Sheets Marriott are each directors of JWM Family Enterprises, Inc.