SEC Form 4 · accession 0001209191-18-019298
Manning & Napier, Inc. · MN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard Goldberg
Officer — Co-Chief Executive Officer · Director
Period of report
Mar 11, 2018
Accepted (ET)
Mar 13, 2018 · 5:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001524223
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock, par value $0.01F1 | Mar 11, 2018 | A | 14,706 | $0.00 | A | 136,972 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 7,353 restricted stock units that will convert to common stock on a one-for-one basis upon vesting on June 12, 2018 (service-based vesting).