SEC Form 4 · accession 0001209191-18-018149
Manning & Napier, Inc. · MN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ebrahim Busheri
Officer — Director of Investments
Period of report
Apr 16, 2015
Accepted (ET)
Mar 8, 2018 · 5:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001524223
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock, par value $0.01F1 | Apr 16, 2015 | A | 42,123 | $0.00 | A | 42,123 | D | |
| Class A Common Stock, par value $0.01F2 | Mar 6, 2018 | A | 68,750 | $0.00 | A | 110,873 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents 42,123 restricted stock units that will convert to common stock on a one-for-one basis upon vesting on April 16, 2018.
- F2Represents 68,750 restricted stock units that will convert to common stock on a one-for-one basis. The restricted stock units are subject to time vesting, with one-third of such restricted stock units vesting on each of December 31, 2018, December 31, 2019, and December 31, 2020.