SEC Form 4/A · accession 0001209191-17-027476
Manning & Napier, Inc. · MN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Richard Goldberg
Director
Period of report
Apr 17, 2017
Accepted (ET)
Apr 19, 2017 · 4:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001524223
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock, par value $0.01F1 | Apr 17, 2017 | A | 14,821 | $0.00 | A | 91,621 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The correct number of shares granted to the director was 14,821, rather than 14,281.