SEC Form 4 · accession 0001209191-15-035210
Manning & Napier, Inc. · MN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick Cunningham
Officer — Chief Executive Officer · Director
Period of report
Apr 16, 2015
Accepted (ET)
Apr 20, 2015 · 5:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001524223
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock, par value $0.01F1 | Apr 16, 2015 | A | 189,741 | $0.00 | A | 216,408 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares represent restricted stock units and will be settled in Class A common stock upon vesting. 131,009 of the restricted stock units will vest on June 24, 2017 and 58,732 of the restricted stock units will vest on April 16, 2018.