SEC Form 4 · accession 0001140361-17-046376
West End Indiana Bancshares, Inc. · WEIN.OB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Shelley D Miller
Officer — EVP, CFO and Secretary
Period of report
Jun 19, 2017
Accepted (ET)
Dec 15, 2017 · 2:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001523854
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jun 19, 2017 | F | 464 | $29.25 | D | 5,098 | D | |
| Common StockF2 | Dec 13, 2017 | S | 2,500 | $28.50 | D | 2,598 | D | |
| Common Stock | holding | — | — | — | 1,361 | I | By IRA | |
| Common Stock | holding | — | — | — | 4,581 | I | By Spouse's IRA 1 | |
| Common Stock | holding | — | — | — | 5,100 | I | By Spouse's IRA 2 | |
| Common StockF1 | holding | — | — | — | 1,898 | I | By ESOP | |
| Common StockF1 | holding | — | — | — | 10,708 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF3 | $18.75 | holding | — | — | — | Jun 19, 2014 | Jun 19, 2023 | Common Stock | 15,500 | 15,500 | D |
Explanation of responses
- F1Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
- F2Includes shares of restricted stock which vest at a rate of 20% per year commencing on June 19, 2014.
- F3Stock options vest at a rate of 20% per year commencing on June 19, 2014.