SEC Form 4 · accession 0001140361-16-083479
West End Indiana Bancshares, Inc. · WEIN.OB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John P McBride
Director · Other
Period of report
Oct 4, 2016
Accepted (ET)
Oct 25, 2016 · 12:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001523854
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 4, 2016 | L | 45 | $25.25 | A | 1,647 | I | By IRA |
| Common StockF1 | Oct 12, 2016 | L | 56 | $25.10 | A | 13,091 | I | By IRA |
| Common StockF2 | holding | — | — | — | 22,300 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF1,F3 | $18.75 | holding | — | — | — | Jun 19, 2014 | Jun 19, 2023 | Common Stock | 31,000 | 31,000 | D |
Explanation of responses
- F1Reflects rollover of shares from 401(k) and ESOP accounts.
- F2Includes shares of restricted stock which vest at a rate of 20% per year commencing on June 19, 2014.
- F3Stock options vest at a rate of 20% per year commencing on June 19, 2014.