SEC Form 4 · accession 0001140361-16-076582
West End Indiana Bancshares, Inc. · WEIN.OB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy R Frame
Officer — President and CEO · Director
Period of report
Aug 12, 2016
Accepted (ET)
Aug 15, 2016 · 3:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001523854
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 12, 2016 | P | 300 | $25.00 | A | 2,900 | I | By Spouse's IRA |
| Common StockF2 | holding | — | — | — | 8,430 | D | ||
| Common StockF1 | holding | — | — | — | 12,321 | I | By 401(k) | |
| Common StockF1 | holding | — | — | — | 1,592 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF3 | $18.75 | holding | — | — | — | Jun 19, 2014 | Jun 19, 2023 | Common Stock | 15,800 | 15,800 | D |
Explanation of responses
- F1Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
- F2Includes shares of restricted stock which vest at a rate of 20% per year commencing on June 19, 2014.
- F3Stock options vest at a rate of 20% per year commencing on June 19, 2014.