SEC Form 4 · accession 0001140361-16-070389
West End Indiana Bancshares, Inc. · WEIN.OB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Shelley D Miller
Officer — EVP, CFO and Secretary
Period of report
Jun 19, 2016
Accepted (ET)
Jun 21, 2016 · 12:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001523854
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jun 19, 2016 | F | 617 | $23.00 | D | 5,562 | D | |
| Common Stock | holding | — | — | — | 1,361 | I | By IRA | |
| Common Stock | holding | — | — | — | 4,581 | I | By Spouse's IRA 1 | |
| Common Stock | holding | — | — | — | 5,100 | I | By Spouse's IRA 2 | |
| Common StockF1 | holding | — | — | — | 1,473 | I | By ESOP | |
| Common StockF1 | holding | — | — | — | 10,226 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF3 | $18.75 | holding | — | — | — | Jun 19, 2014 | Jun 19, 2023 | Common Stock | 15,500 | 15,500 | D |
Explanation of responses
- F1Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
- F2Includes shares of restricted stock which vest at a rate of 20% per year commencing on June 19, 2014.
- F3Stock options vest at a rate of 20% per year commencing on June 19, 2014.