SEC Form 4 · accession 0001140361-15-035278
West End Indiana Bancshares, Inc. · WEIN.OB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory C. Janzow
Director
Period of report
Sep 15, 2015
Accepted (ET)
Sep 17, 2015 · 4:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001523854
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 15, 2015 | M | 2,250 | $18.75 | A | 3,970 | D | |
| Common StockF1 | Sep 15, 2015 | F | 1,871 | $22.55 | D | 2,099 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF2 | $18.75 | Sep 15, 2015 | M | 2,250 | D | Jun 19, 2014 | Jun 19, 2023 | Common Stock | 2,250 | 3,375 | D |
Explanation of responses
- F1Includes shares of restricted stock which vest at a rate of 20% per year commencing on June 19, 2014.
- F2Stock options vest at a rate of 20% per year commencing on June 19, 2014.