SEC Form 3/A · accession 0001453622-17-000002
USA Compression Partners, LP · USAC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 3/A). It replaces an earlier filing for the same period.
Reporting owners
George B Kaiser
10% Owner
Kenneth K Kinnear
10% Owner
Frederic Dorwart
10% Owner
Argonaut Private Equity, L.L.C.
10% Owner
Steven R Mitchell
10% Owner
Don P. Millican
10% Owner
Period of report
Aug 30, 2013
Accepted (ET)
Mar 23, 2017 · 12:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001522727
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common UnitsF1 | holding | — | — | — | 6,676,874 | D | ||
| Common UnitsF2,F3 | holding | — | — | — | 148,505 | D | ||
| Common UnitsF2,F4 | holding | — | — | — | 74,253 | D | ||
| Common UnitsF2,F5 | holding | — | — | — | 7,425 | D | ||
| Common UnitsF2,F6 | holding | — | — | — | 2,970 | D | ||
| Common UnitsF7 | holding | — | — | — | 6,684,299 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These securities are owned solely by Argonaut Private Equity, L.L.C. ("Argonaut").
- F2As the managers of Argonaut, Messrs. Mitchell, Millican, Dorwart, and Kinnear are in possession of sole voting and investment power of the Common Units held by Argonaut and may also be deemed to beneficially own the 6,676,874 Common Units held by Argonaut.
- F3These securities are owned solely by Steven R. Mitchell.
- F4These securities are owned solely by Don P. Millican.
- F5These securities are owned solely by Frederic Dorwart.
- F6These securities are owned solely by Ken Kinnear.
- F7George B. Kaiser solely owns 7,425 Common Units. As the sole member of Argonaut, Mr. Kaiser is in indirect possession of sole voting and investment power of the Common Units held by Argonaut and may also be deemed to beneficially own the 6,676,874 Common Units held by Argonaut.